Compliance Officer AMT

Develops, implements, and manages Asset Management & Trust Compliance. Executes process improvements and effectively leads departmental changes. Ensures compliance with all policies, procedures, federal and state regulatory requirements. Maintains a professional image through all levels of communication.

Principal Duties and Responsibilities:

* Serves as the Department liaison for audits and regulatory exams and provides ongoing supervision for issues tracking and remediation oversight

* Develops and maintains frameworks, guidelines, and standards for testing, monitoring, reporting, and other activities

* Establishes Department policies, procedures, and controls designed to meet regulatory requirements and communicate these as laws, guidance, or regulations change

* Contributes to Department goals through guidance and independent challenge

* Prepares regulatory filings and reports as required by governing agencies. This includes Personal Securities Transactions Reporting, Schedule RC-T, and Chiefly Compensated Ratio Test.

* Prepares Compliance reporting for the Trust Working Group and Management and Board-Level Committee Meetings on an ongoing basis

* Provides training and guidance to employees on regulatory compliance, fiduciary responsibilities, and ethical standards

* Works closely with other internal lines of business including BSA, Legal, and Enterprise Risk Management to ensure comprehensive compliance oversight

* Assists with Department projects, process improvements, and strategic initiatives to enhance Compliance function or as needed

* Fosters a culture of integrity, ethics, and compliance to manage and mitigate regulatory compliance risk

* Applies advanced skills in areas of specialization. Utilizes multiple compliance resources (seminars, computer-based training, conferences and manuals) to maintain the highest level of understanding of changes in the regulatory environment

Job Specification

* Minimum of seven years in financial compliance, audit or trust operations

* Willingness to obtain Certified Fiduciary & Investment Risk Specialist (CFIRS) designation

* Knowledge of Federal and State compliance laws, rules, regulations, and procedures

* Exceptional work ethic, integrity, team spirit and judgment

* Strong written and verbal communication skills with the ability to present to employees, business partners and management

* Works under minimal supervision