Principal Associate Risk Advisor

As a Principal Associate Risk Advisor in Capital One's Operational Risk Management (ORM) Department you will apply your analytical, organizational, risk management, project management, and communication skills to
help advance Capital One's capabilities to effectively manage operational risk. A successful Risk Advisor operates from a foundation of knowledge about the Line of Business with whom they are working, including processes, risks and associated controls, and good risk management practices. Risk Advisors have a broad level of exposure across the lines of business and have the opportunity to work with the business to create and implement solutions to appropriately manage risks within the business divisions.

As an Operational Risk Advisor, you will be responsible for working with business partners to identify and consult on potential risks to the business units. You will collaborate closely with associates across all lines of defense, business units, and other risk management teams to perform and support the work related to further maturing risk management practices. Operational Principal Associate Risk Advisors Risk Advisors are experienced risk managers that serve as the liaisons between ORM and the business divisions.

Responsibilities:

• Provide 2nd line effective challenge and advice to the 1st line on their execution of various risk assessment processes, including Risk and Control Self Assessments (RCSA), Process Level Assessments (PLA), Product Risk Assessment (PRA), Launch initiatives and others
• Ensure results of effective challenge activities are properly documented and communicated, and perform detailed data analysis to identify risks, problem areas, and development/completion of remediation plans
• Serve as subject matter expert to Business Risk Office (BRO) and Independent Risk Management (IRM) functions in the assessment of operational risk
• Collaborate effectively across multiple organizations such as Operational Risk Management, Risk Oversight Programs, Enterprise Risk Management, Business Risk Offices, Internal Audit etc. to achieve objectives
• Build relationships and become a trusted advisor to the first line Business Risk Office
• Actively participates in team oriented efforts to advance the mission of the ORM function
• Be proficient in Enterprise Risk Management's Risk and Control Standards

Basic Qualifications:

• Bachelor's Degree or military experience
• At least 3 years of risk management experience in first, second, or third line of defense

Preferred Qualifications:

• Master's Degree in Business Management, Information Technology, Accounting, or Economics
• 4+ years of risk management experience within financial services
• 4+ years of risk management, compliance or legal oversight experience with a payments network
• 5+ years of Project/Program Management experience leading cross functional programs in Risk
• Experience with payments network operational processes
• Experience creating presentations with PowerPoint or Google Slides
• Internal Risk management certification such as: Certified Third-Party Risk Professional (CTPRP), ABA Operational Risk Management

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).